Pandemic behind 401(k) sales slump, client retention bump

Plan sponsors were slow to change record keepers during the second quarter and some even waived fees, according to Principal Financial Group
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Three UBS advisers managing $1 billion move to Stifel

The team of Gary Bice and Michael Leach and a solo adviser, John Prebay, join in Southfield, Michigan
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Gundlach predicts Trump will win

DoubleLine Capital exec criticizes Sen. Harris as ‘a little too charismatic’
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The real risk of bonds

Stretching for yield in this interest-rate environment is a recipe for disaster
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Move to convert mutual funds into ETFs picks up steam

Guinness Atkinson Funds has filed to convert its Alternative Energy fund into an ETF, the third product the firm has applied to switch
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