Potential legal pitfalls for advisers selling their firm

You think you’re ready to choose a buyer, but there may be important deal elements that have not been addressed
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In case you missed it …

If you missed the last issue, you can access it here.
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Brokerage, insurance firms raise concerns about DOL advice proposal

The rewrite of the vacated Obama fiduciary rule also draws criticism from investor advocates
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State Street gold ETF is cash machine

The fund is now making more money than any other product in the $4.6 trillion U.S. ETF market
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DOL’s ESG proposal gets over 1,500 responses

Most comment letters voiced opposition to the rule, stating that the proposed restrictions within 401(k)s would hurt investors and could lead to more lawsuits
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