Senate committee approves SEC nominees Peirce, Crenshaw

The pair now head to the Senate floor for a confirmation vote
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Retirement worries keep rising: Reports

There will be long-term financial fallout for some workers, and plan sponsors and advisers should be talking with them
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LPL to pay top dollar for employee reps and advisers

The independent broker-dealer’s new employee offer has a payout for the million dollar adviser of 60%
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SEC proposes increasing transparency of mutual fund, ETF reports

Regulation would require ‘concise, visually engaging’ shareholder reports that help investors understand fees, risks and performance
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Canadian buyer gobbles up $4.5 billion RIA, Balasa Dinverno Foltz

CI Financial marks its fifth U.S. deal since February, and it’s just getting started
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