UBS team managing $300 million goes RIA

Advisers Stephen Caton and Rick Figueroa, who together managed nearly $300 million at UBS in Houston, have formed Patron Partners, a registered investment adviser, along with Kelly Aimone, an attorney.

In setting up their business, the team used tru Independence, an open architecture platform that provides breakaway advisers with the business services used by RIA firms.

[More: TD Ameritrade says brokers are running out of reasons not to go independent]

The post UBS team managing $300 million goes RIA appeared first on InvestmentNews.

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