Financial planning profession making great strides to develop diversity

While the industry’s efforts are admirable, there is still more that firms can do
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Wealth management to spend $24 billion on tech annually by 2023: Study

Priorities include digital onboarding, cybersecurity and biometric authentication
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Workers need more help with retirement plans: Report

401(k) providers improved service overall this year — but not when it comes to communicating about COVID-19, according to Cogent
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Merrill puts trainees’ sales efforts on hold

Calls by adviser newbies were violating compliance rules, report says
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Pandemic behind 401(k) sales slump, client retention bump

Plan sponsors were slow to change record keepers during the second quarter and some even waived fees, according to Principal Financial Group
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