Three pandemic trends we should hold onto

The technology adoption and rewriting of work rules and expectations that’s now occurring, if properly navigated and implemented, can help firms gain a competitive advantage.
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Tennessee bank program moves to Raymond James

FirstBank’s investment unit, with 17 advisers, had been affiliated with LPL Financial.
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Wealthfront claims M1 Finance spied on client research sessions

The robo-adviser claims that at least one M1 employee lied about employment in order to get information about Wealthfront products and listen in on direct feedback from clients.
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Trump pardons provide leniency in cases involving investor harm

Such pardons don’t sit well with securities attorneys, who say they contradict the mission of regulators and send the wrong message to perpetrators.
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What the Biden administration really means for fintech

While conventional wisdom suggests a Democratic administration will move to strengthen regulations, there’s potential for focus on how fintech can be used to help accomplish the new administration’s goal of expanding access to financial services.
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