DOL urged to extend comment period for fiduciary proposal

Consumer and investor advocacy groups have asked Labor to provide more time for public input
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CareerBuilder gets win in 401(k) lawsuit, others face new claims

Paychex, Astellas and Aon were recently sued, and the $12.4 million settlement in a Northrop Grumman suit has been held up
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Charles Schwab rolls out ‘Hey, Google’ account updates

The integration lets clients track portfolio performance with interactive voice requests
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Indies managing $245 million switch to Arkadios from Triad

Both Black Stone Partners and Creative Capital Wealth Management are Pennsylvania-based
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Finra officials delineate ‘good faith’ efforts to comply with Reg BI

Initial reviews will focus on whether firms have put in place policies, procedures and training
The post Finra officials delineate ‘good faith’ efforts to comply with Reg BI appeared first on InvestmentNews. …