SEC updates info for dually registered advisers on Reg BI

New frequently asked questions tackle account decisions and the use of titles
The post SEC updates info for dually registered advisers on Reg BI appeared first on InvestmentNews. …

Morgan Stanley team managing $675 million moves to RBC

The four-adviser group in Beverly Hills, California, cites RBC’s affiliation with City National
The post Morgan Stanley team managing $675 million moves to RBC appeared first on InvestmentNews. …

Creative Planning acquires $600 million Lenox Wealth Management

The Cincinnati-based advisory firm looks to leverage Creative Planning’s scale and technology
The post Creative Planning acquires $600 million Lenox Wealth Management appeared first on InvestmentNews. …

Former LPL rep fined $5,000 over false signatures

John McConkie signed documents for his supervisor
The post Former LPL rep fined $5,000 over false signatures appeared first on InvestmentNews. …

Hightower notches fifth deal since March with more to come

The RIA consolidator will continue to be “pretty active” in 2020, according to CEO Bob Oros
The post Hightower notches fifth deal since March with more to come appeared first on InvestmentNews. …