Competition outpaces COVID-19 woes for RIAs

The majority of advisers say new entrants are the most concerning barrier for growth, according to Schwab’s Independent Advisor Outlook Study
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Finra denies J.P. Morgan effort to clamp down on breakaway brokers

Arbitrators also rebuffed brokers’ counterclaims of defamation and unfair competition
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Allworth Financial acquires $158 million Arizona RIA

Pathways Financial Partners is based in Tucson
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Duo managing $475 million at UBS joins RBC

Robert Loupee and Michael Graziani shift firms in Bloomfield Hills, Michigan
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Bipartisan retirement bill would increase RMD age to 75

The measure would build on the SECURE Act, but its legislative path is uncertain
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